Acceptable Use Policy: A Roadmap, Not A Penal Code
Clearly Defined AUP Garners Increased Participation
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In today’s business environment, coping with the influx
of new technology brings challenges that require forethought and good judgment. Nowhere is this more
important than with a company’s Acceptable Use Policy. A well-crafted and maintained AUP is essential in
both protecting your company and reducing friction between employees and management over technology use.
To help your company get the most benefit from its AUP, we’ll give you tips and insights to help you
keep your AUP from being just another form HR hands out. For tips on creating an AUP, see “
Create An Acceptable Computer-Use Policy ” in the March 25 issue. To read this article, go to
www.processor.com and browse the past issues to
find the March 25 issue. Additional help for drafting Internet policies is available in the “Education
Key To Secure Internet Usage” article on page XX of this issue.
The Heart Of Your AUP: Clear
Definitions
In many ways AUPs reflect the personality of a company’s management. Some companies don’t even bother
with an AUP, relying instead on either employee common sense or vague notions of what’s appropriate for
the workplace. However, in situations like this, there’s a risk of having employees misunderstand what’s
acceptable or permissible. As new technologies and social forces change the workplace, this confusion
can cause untold problems. This is where a clearly defined AUP can help ameliorate any confusion.
“Clearly defined” doesn’t mean you have to spell out each and every use of a computer, network, or phone
system. Many managers make this mistake when drafting their AUP. Instead, think of your AUP as a guide
for employees, not a penal code. Many employees bristle at being micromanaged, and a carefully crafted
AUP will give them the guidelines they need to do their jobs.
For example, if your goal is to restrict employees from storing MP3 files on the network, don’t
hamstring yourself by including a section in your AUP specifically prohibiting MP3 files. Instead,
specify that personal files are not to be kept on the network, regardless of format. Not only does this
“future-proof” you against changes in music file formats, it also protects you against someone keeping
his video collection on your company network.
Avoid Boilerplate
Creating an AUP can be a daunting task, especially when you are gathering input from HR, IT, and legal
departments. With so many cooks in the kitchen, it’s easy to pull out an AUP template and just start
filling in the blanks. Unfortunately, you’ll end up with a stale document that satisfies no one. AUP
examples are just that: examples to guide you in creating your own unique policies that match your
company work environment.
Seek Employee Input
If you think about your company’s AUP as a contract between the company and its employees, you’ll
understand why employees would want to be involved in its creation. Getting employee buy-in is essential
to a successful AUP. This doesn’t mean that employee desires trump management concerns, but if employees
have a say in the development of policies that directly affect them, they’re much more likely to comply
and support those policies.
Communicate Your AUP
It’s the unfortunate fate of many AUPs to sit in an employee folder, signed and tucked away where no one
sees it. AUPs need to be easily accessible to everyone so that when questions arise, management and
employees can easily agree on answers. Your company’s intranet is the logical location for your AUP and
your employee handbook.
In addition to having easy access to your current AUP, managers need to reinforce both proscribed and
permitted use of company resources. This can be an informal policy of addressing AUP issues as they
arise or formal meetings conducted on a routine schedule. A combination of these two methods will
usually generate the best results.
Keep It Relevant
Another key to a successful AUP is keeping it relevant. As new technologies are introduced both inside
and outside the workplace, you will need to adapt your AUP. Fifteen years ago the idea that most people
would own a cell phone was wishful thinking on the part of telecom companies. Yet today, it’s the norm.
If your AUP restricted use of company phones to business use, you’d have no recourse if your employees
began placing numerous personal calls on their own cell phones.
At the same time, if your AUP isn’t updated periodically, no one will pay attention to it. Archaic
references to teletype systems and linefeed printers will only encourage employees to view the AUP as
just another HR form to sign and forget. Review and update your company’s AUP on an annual basis to keep
it fresh and pertinent. Don’t forget to include employee input when revising your AUP. The last thing
any company needs is an AUP created by an isolated manager ensconced in an ivory tower.
The Line Between Work & Play
For many companies the line between work and home has become blurred with pagers, cell phones, notebook
computers, IM, and email. We expect our employees to be reachable at all hours and locations yet are
surprised when their personal lives “intrude” on the workplace. The price we pay for these
productivity-enhancing tools is a need for more deliberate communication in the workplace. And one of
the best tools is a soundly devised and maintained AUP.
by Chris Jackson
Best Way Employees Can Help
Employees have two responsibilities when it comes to their company AUP. The first is obviously
to follow it to the best of their abilities, and the second is to provide management with useful
feedback regarding the AUP. If employees think a policy is vague, have them articulate why it
appears vague to them. There may be specific reasons why a policy is all-encompassing, but
employees communicating with management about it will make life easier. |
Factors To Consider
• Strive for management buy-in
• Clearly define policies
• Keep it relevant
• Encourage employee input
• Avoid boilerplate |
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